Brian Lee – Series 6 Top-Off
A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.
What You’ll Learn In Series 6 Top-Off
Series 6 Introduction
- Introduction (16:07)
- Class Notes
Unit 1 – Seeks Business from Customers
- Communications with the Public (6:13)
- Issuing Securities (23:05)
- Federal Regs (12:46)
Unit 2 – Opening Accounts
- Types of Accounts (16:03)
- Retirement Plans (11:38)
Unit 3 – Investments and Suitable Recommendations
- Investment Companies (36:36)
- Investment Companies (cont.) (44:32)
- Invest. Comp. (cont.) (18:59)
- Invest. Comp. (cont.) (10:14)
- Invest. Comp. (17:44)
- Invest Comp (13:04)
- Taxation on Invest. Comp. (7:48)
- Variable Annuities (30:36)
- Variable Annuities (cont.) (6:56)
- Var. Annuities. (10:27)
- Life Insurance (22:03)
- General Tax Rules (16:14)
Unit 4 – Customer Purchase and Sales Transactions
- Ethics (12:03)
Practice Final Exam
- Series 6 Final Exam
About Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
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